Form 8.5 (EPT / RI) Morrison (Wm.) Supermarkets plc

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FORM 8.5 (EPT / RI)

DISCLOSURE OF PUBLIC OPERATIONS BY A MAIN EXEMPTED TRADER HAVING A RECOGNIZED INTERMEDIARY STATUS, TRADING IN A CAPACITY TO SERVE CUSTOMERS

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of the main exempt merchant: Shore Capital Stockbrokers Ltd
(b) Name of the Offeror / Officer for the relevant titles this form relates to:

Use a separate form for each offeror / beneficiary

Morrison (WM) Supermarkets plc
(c) Name of the party to the offer with which the main exempt operator is linked: Morrison (WM) Supermarkets plc
(d) Date of execution of the transaction: August 4, 2021
(e) Has EPT ever disclosed, or is it now disclosing, under the Code with respect to any other party to this offer? No

2. OPERATIONS OF THE MAIN EXEMPT MERCHANT

(a) Purchases and sales

Relevant safety class Purchases / Sales Total number of titles Highest price per unit paid / received Lowest price per unit paid / received
Ordinary Purchases 104810 272.3163p 271.4163p
Ordinary Sales 104810 272.89p 271.5p

(b) Derivatives transactions (other than options)

Relevant safety class Product Description

eg CFD

Nature of the transaction

For example, open / close a long / short position, increase / decrease a long / short position

Number of benchmark titles Price per unit

(c) Transactions on options on existing securities

(i) Write, sell, buy or modify

Relevant safety class Product Description for example purchase option Write, buy, sell, vary, etc. Number of securities to which the option relates Unit exercise price Type

for example American, European, etc.

Expiration date Option money paid / received per unit

(ii) Exercise

Relevant safety class Product Description

for example purchase option

Number of titles Unit exercise price

(d) Other operations (including the subscription of new securities)

Relevant safety class Nature of the transaction

e.g. subscription, conversion

Details Unit price (if applicable)

The currency of all prices and other monetary amounts must be indicated.

When there have been transactions on more than one category of relevant securities of the offeror or the offender named in point 1 (b), copy table 2 (a), (b), (c) or (d ) (as the case may be) for each class of securities concerned processed.

3. OTHER INFORMATION

(a) Indemnification and other trade agreements

Details of any indemnity or option agreement, or any arrangement or arrangement, formal or informal, relating to the relevant securities which may be an inducement to trade or refrain from trading entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, indicate “none”

Nothing

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt primary dealer making the disclosure and any other person relating to:

(i) the voting rights of any relevant security under an option; or

(ii) voting rights or the future acquisition or disposal of any relevant security to which a derivative is referenced:

If there are no such agreements, arrangements or understandings, indicate “none”

Nothing

Disclosure Date: 08/05/2021
Contact Name: Phil taylor
Phone number: 020 7601 6132

Public disclosures under Rule 8 of the Code should be made to a Regulatory Information Service and should also be emailed to the Acquisitions Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s transaction disclosure requirements on +44 (0) 20 7638 0129.

The Code can be viewed on the Group’s website at www.thetakeoverpanel.org.uk.


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