HSBC Bank Plc – Form 8.5 (EPT / RI)

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FORM 8.5 (EPT / RI)

DISCLOSURE OF PUBLIC OPERATIONS BY A PRINCIPAL EXEMPTED SALES OFFICER WITH A RECOGNIZED INTERMEDIARY STATUS OPERATING IN A CAPACITY TO SERVE CUSTOMERS
Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of the main exempt merchant: HSBC Bank Plc
(b) Name of the offeror / officer for the relevant titles to which this form relates:
Use a separate form for each offeror / beneficiary
Wm Morrison Supermarkets plc
(c) Name of the party to the offer with which the main exempt operator is linked: Offeror – Oppidum Bidco Limitée
(d) Date of execution of the transaction: 05 Aug 2021
(e) In addition to the company mentioned in 1 (b) above, does the exempt primary dealer make any disclosures with respect to any other party to this offer?
If it is a cash offer or a possible cash offer, indicate “N / A”
N / A

2. OPERATIONS OF THE MAIN EXEMPT MERCHANT

When there have been transactions on more than one category of relevant securities of the offeror or the offender named in point 1 (b), copy table 2 (a), (b), (c) or (d ) (as the case may be) for each class of securities concerned processed.

The currency of all prices and other monetary amounts must be indicated.

(a) Purchases and sales

Relevant safety class Purchases / Sales

Total number of titles Highest price per unit paid / received
(GBP)
Lowest price per unit paid / received
(GBP)

Ordinary actions

To buy

56,222

271,622 p

270,752 p

Ordinary actions

Sale

83,638

272,100 p

270,752 p

(b) Cash-settled derivative transactions

Relevant safety class Product Description Nature of the transaction Number of benchmark titles Unit price (GBP)
eg CFD For example, open / close a long / short position, increase / decrease a long / short position
Ordinary actions To exchange Reduce a short position 22,427 271,419 p
Ordinary actions To exchange Reduce a short position 1,617 271,457 p
Ordinary actions To exchange Reduce a short position 3,099 271,417 p
Ordinary actions To exchange Reduce a short position 273 271,388 p

(c) Equity-settled derivative transactions (including options)

(i) Write, sell, buy or modify

Relevant safety class Product Description for example purchase option Write, buy, sell, vary, etc. Number of securities to which the option relates Unit exercise price Type
for example American, European, etc.
Expiration date Option money paid / received per unit

(ii) Exercise

Relevant safety class Product Description
for example purchase option
Exercise / exercised against Number of titles Unit exercise price

(d) Other operations (including the subscription of new securities)

Relevant safety class Nature of the transaction
e.g. subscription, conversion
Details Unit price (if applicable)

3. OTHER INFORMATION

(a) Indemnification and other trade agreements

Details of any indemnity or option agreement, or any agreement or arrangement, formal or informal, relating to the relevant securities which may be an inducement to trade or refrain from trading entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, indicate “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt primary dealer making the disclosure and any other person relating to:
(i) the voting rights of any relevant security under an option; or
(ii) voting rights or the future acquisition or disposal of any relevant security to which a derivative is referenced:
If there are no such agreements, arrangements or understandings, indicate “none”
Disclosure Date: 06 Aug 2021
Contact Name: Mohammed Abdul Qader
Phone number: 0207 088 2000

Public disclosures under Rule 8 of the Code must be made to a regulatory information service.

The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s transaction disclosure requirements on +44 (0) 20 7638 0129.

The Code can be viewed on the Group’s website at www.thetakeoverpanel.org.uk.


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